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  1. Legal
  2. /Complaints Policy

Complaints Policy

How to submit a complaint and how Ohana Capital reviews and responds.

Document type
Information policy
Category
Client protection
Version
2026-08-24
Effective
August 24, 2026
Issued by
Ohana Capital AG
On this page10 sections
  1. 1Purpose
  2. 2What is a complaint
  3. 3How to submit a complaint
  4. 4Acknowledgement
  5. 5Investigation
  6. 6Response
  7. 7Remedies
  8. 8Record keeping
  9. 9External options
  10. 10Related documents

1. Purpose#

This Complaints Policy explains how Ohana Capital AG (“Ohana Capital”) receives, reviews, and responds to complaints about the Ohana Capital platform, accounts, and related support interactions.

2. What is a complaint#

A complaint is an expression of dissatisfaction about a service, account decision, platform behavior, communication, or fee where a response or resolution is expected.

Ordinary product questions, feature requests, and general feedback are handled as support inquiries and may be reclassified as complaints when appropriate.

3. How to submit a complaint#

Complaints may be submitted through:

  • In-platform support
  • The support contact channels published on the website
  • Email to the support address shown in the Legal Center or Help Center

Please include:

  • Full name and account email
  • Approximate date and time of the issue
  • Description of what happened and the outcome sought
  • Relevant references (order ID, case ID, transaction ID, screenshots where useful)

4. Acknowledgement#

We aim to acknowledge complaints promptly after receipt through the channel used. If additional information is required, we will request it before completing a review.

5. Investigation#

Complaints are reviewed by support or operations staff who were not solely responsible for the original decision where practicable. Investigation may include account logs, communications, product settings, and applicable terms.

Complex matters may be escalated to compliance or senior management.

6. Response#

We aim to provide a clear written outcome explaining:

  • Our understanding of the complaint
  • Findings based on available records
  • Any remedy, correction, or explanation
  • Next steps if the matter remains open

Target response times depend on complexity and information completeness. Material delays may be communicated when known.

7. Remedies#

Where a complaint is upheld in whole or in part, remedies may include explanation, process correction, fee adjustment, account correction, or other appropriate action under the Terms. Remedies do not constitute admission of liability beyond what is expressly stated in the outcome.

8. Record keeping#

Complaint records, outcomes, and related correspondence are retained in accordance with the Privacy Policy and internal retention schedules.

9. External options#

Depending on your jurisdiction and the nature of the product, you may have rights to contact a regulator, ombudsman, or dispute-resolution body. This policy does not limit mandatory legal rights. Where a specific external scheme applies to a live regulated product, details will be provided in the relevant product terms or outcome letter.

10. Related documents#

  • Terms of Service
  • Privacy Policy
  • Compliance Policy
  • Service Relationship Summary

Questions about this document?

Contact Ohana Capital AG and include the document title and version in your message.

Contact support

Related documents

Account agreements

  • Service Relationship Summary
  • Terms of Service
  • Privacy Policy
  • Cookie Policy

Risk and product disclosures

  • Risk Disclosure
  • Margin and Leverage Disclosure
  • Staking and Savings Terms
  • Liquidity Advance Terms

Client protection

  • Client Money and Custody Framework
  • Insurance, Retention, and Escalation Schedule

Company and regulation

  • Entity and Licensing Scope
  • Jurisdictional Disclosures
  • Compliance Policy
  • AML and KYC Procedures

Platform and data operations

  • Execution and Liquidity Framework
  • Market Data Notice
  • Data Processing and Vendor Schedule
  • Business Continuity Plan Summary

Version 2026-08-24 · Effective August 24, 2026

© 2026 Ohana Capital AG. All rights reserved.

On this page

  1. 1Purpose
  2. 2What is a complaint
  3. 3How to submit a complaint
  4. 4Acknowledgement
  5. 5Investigation
  6. 6Response
  7. 7Remedies
  8. 8Record keeping
  9. 9External options
  10. 10Related documents

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OHANA CAPITAL

Ohana Capital AG · Strehlgasse 27, 8001 Zürich · UID CHE-114.729.131

Important information

  1. Ohana Capital AG is a Swiss corporation registered in the commercial register of the Canton of Zürich (UID CHE-114.729.131). Commercial registration does not by itself authorise the offer of financial services. Ohana Capital does not hold a banking, securities-firm, or investment-firm licence in any jurisdiction unless that authorisation is listed in the Jurisdictional Disclosures and the Entity and Licensing Scope.
  2. Ohana Capital does not currently hold customer assets in custody or route orders to a live execution venue. Balances, positions, fills, and returns shown on the platform are records of platform activity; they are not proof of segregated client assets and are not protected by a deposit-guarantee or investor-compensation scheme. See Client Money and Custody.
  3. Fees, spreads, financing charges, and other costs depend on the product, account, and order and are set out in Fees and Costs. Network, conversion, and third-party charges may also apply.
  4. Leveraged and margin-based trading is high risk. A small price movement can cause rapid or complete loss of the capital committed to a position, and in some products losses can exceed it. Margin calls, trade blocks, and liquidations are handled under the Margin and Leverage Disclosure.
  5. Displayed APY, APR, rewards, and maturity values for staking and fixed-term savings are product parameters for the selected asset and term, not a guarantee of future performance unless expressly stated as fixed for a confirmed placement. Locked balances may be subject to unbonding periods, early-exit penalties, or forfeiture under the Staking and Fixed-Term Savings Terms.

Market information may be delayed, incomplete, or supplied by third parties and is provided for platform use only. Access to the platform may be limited or unavailable during peak demand, market volatility, maintenance, or system upgrades. Read the Risk Disclosure and Terms of Service before using platform services.

Risk warning:Trading carries a high level of risk, and you may incur a loss that is greater than the amount you invested. Past performance of any product described on this website is not a reliable indicator of future performance. Any information or advice on this website is general in nature and has been prepared without taking into account your objectives, financial situation or needs. Before acting on any information or advice on this website, you should consider whether it, and any relevant product, is appropriate to your circumstances, and we recommend that you seek independent advice if necessary. Please ensure that you fully understand the risks involved and take appropriate care to manage your risk. The information on this website is not directed at residents of any country or jurisdiction where its distribution or use would be contrary to local law or regulation.

© 2026 Ohana Capital AG. All rights reserved. Ohana Capital is the product and trading name used by Ohana Capital AG.

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