1. Purpose

This Entity and Licensing Scope sets out the corporate identity of Ohana Capital AG (“Ohana Capital”), the services currently offered through the platform, and the licensing analysis that governs entry into each market. Company registration in Switzerland does not, by itself, authorize the offering of regulated financial services in Switzerland or abroad; authorizations are published in this document as they are granted.

2. Legal entity

Item	Detail
Legal name	Ohana Capital AG
Legal form	Swiss corporation (AG)
Seat	Zürich
Registered address	Strehlgasse 27, 8001 Zürich, Switzerland
UID	CHE-114.729.131
CH-ID	CH-020.3.033.508-3
FCRO-ID	936493
Brand	Ohana Capital

Corporate registration can be verified against the official Swiss registry (Zefix) for the UID above.

3. Current operating scope

As of the Legal Center version date:

• The platform operates as a commissioned product environment for portfolio, risk, reporting, security, and operator workflows.
• Customer-facing external funding and payouts are disabled at application and database boundary layers.
• The platform does not presently accept client money, provide custody of customer assets, or route live orders to an execution venue.
• Public self-service registration is disabled; access is invite- or operator-administered.

Any change to this scope requires legal, regulatory, and product approval and is published with a new document version.

4. Services subject to authorization

The following activities are offered in a market only after the required authorization or clearance for that market:

Potential activity	Typical regulatory question
Brokerage / reception-transmission of orders	License / registration as investment firm or broker
Dealing on own account / market making	Trading authorization and capital rules
Custody / safekeeping of client assets	Custody license or banking-equivalent permissions
Accepting client money	Client-money / deposit-taking perimeter
Crypto-asset services	CASP / VASP / DLT trading facility rules where applicable
Portfolio management or advice	Advice / management authorization
Crowdfunding or credit	Separate product regimes
Cross-border solicitation	Local marketing and reverse-solicitation limits

5. Market entry method

Until a jurisdiction is expressly approved:

1. The jurisdiction is treated as not authorized for live solicitation.
2. The platform is not presented as a licensed broker, bank, or crypto exchange in that market.
3. Onboarding, marketing, and product enablement are restricted according to geo and eligibility controls.
4. The approval decision, effective date, and product set are recorded in the internal licensing register.

A working matrix for CH / EU / UK / US disclosure themes appears in the Jurisdictional Disclosures.

6. Authorization work program

The market-entry analysis for each launch jurisdiction covers:

1. Perimeter analysis — which current and planned features are regulated where.
2. Entity map — whether Ohana Capital AG is the correct contracting entity, or whether affiliates / appointed representatives are required.
3. Cross-border analysis — marketing, onboarding, and reverse-solicitation constraints.
4. Authorization roadmap — licenses, registrations, capital, auditors, and timelines for any live launch path.
5. Disclosure pack — mandatory local wording added to Terms, Risk, and onboarding.

7. Related documents

• Service Relationship Summary
• Client Money and Custody Framework
• Execution and Liquidity Framework
• Jurisdictional Disclosures
• Terms of Service